| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| EMPEROR FUTURES LIMITED | RO | 就期货合约提供意见 | 2026-06-29 | - |
| Rep | 就期货合约提供意见 | 2026-02-27 | 2026-06-29 | |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 就证券提供意见 | 2026-02-27 | - |
| EMPEROR FUTURES LIMITED | RO | 期货合约交易 | 2025-12-04 | - |
| EMPEROR SECURITIES LIMITED (HK) | RO | 证券交易 | 2025-08-14 | - |
| EMPEROR FUTURES LIMITED | Rep | 期货合约交易 | 2024-07-16 | 2025-12-04 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 证券交易 | 2024-07-16 | 2025-08-14 |
| PINSEN INTERNATIONAL (HONG KONG) LIMITED | RO | 就证券提供意见 | 2023-10-25 | 2024-05-23 |
| RO | 证券交易 | 2023-10-25 | 2024-05-23 | |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期货合约交易 | 2021-02-01 | 2023-10-20 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2020-12-01 | 2023-10-20 |
| HS Securities Limited | RO | 证券交易 | 2018-11-07 | 2020-09-16 |
| Rep | 证券交易 | 2018-06-22 | 2018-11-07 | |
| CHOW SANG SANG FUTURES LIMITED | Rep | 就期货合约提供意见 | 2003-04-01 | 2005-01-04 |
| Rep | 提供资产管理 | 2003-04-01 | 2005-01-04 | |
| Rep | 期货合约交易 | 2003-04-01 | 2018-05-30 | |
| CHOW SANG SANG SECURITIES (HK) LIMITED | Rep | 提供自动化交易服务 | 2003-04-01 | 2003-08-04 |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2004-10-29 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-10-29 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-10-29 | |
| Rep | 证券交易 | 2003-04-01 | 2004-10-29 | |
| CHOW SANG SANG SECURITIES LIMITED | Rep | 提供自动化交易服务 | 2003-04-01 | 2003-08-04 |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2005-01-04 | |
| Rep | 提供资产管理 | 2003-04-01 | 2005-01-04 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2018-05-30 | |
| Rep | 证券交易 | 2003-04-01 | 2018-05-30 |
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