| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited | Rep | 就证券提供意见 | 2017-10-18 | 2019-03-07 |
| Rep | 证券交易 | 2017-09-19 | 2019-03-07 | |
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2013-10-24 | 2016-01-15 |
| Rep | 期货合约交易 | 2013-05-31 | 2016-01-15 | |
| Rep | 就证券提供意见 | 2011-09-05 | 2016-01-15 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2009-03-13 | 2013-08-31 |
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2007-11-07 | 2016-01-15 |
| Rep | 证券交易 | 2006-07-31 | 2007-10-01 |