| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CMB International Capital Limited | RO | 就机构融资提供意见 | 2016-08-22 | - |
| RO | 证券交易 | 2016-08-22 | - | |
| Rep | 就机构融资提供意见 | 2016-06-01 | 2016-08-22 | |
| Rep | 证券交易 | 2016-06-01 | 2016-08-22 | |
| Citigroup Global Markets Asia Limited | RO | 就机构融资提供意见 | 2012-10-26 | 2016-04-19 |
| RO | 证券交易 | 2012-10-26 | 2016-04-19 | |
| Rep | 就机构融资提供意见 | 2006-08-24 | 2012-10-26 | |
| Rep | 证券交易 | 2006-08-24 | 2012-10-26 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 证券交易 | 2006-08-24 | 2012-01-31 |
| BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | 就机构融资提供意见 | 2004-04-30 | 2006-07-31 |
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