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Valentine, Benjamin Neil - 公开纪律行动 | 香港证监会持牌人士（编号 75216）
Valentine, Benjamin Neil
证监会中央编号:
ATQ905
关键资料
证监会牌照
公开纪律行动
公开纪律行动
SFC bans Richard Charles Heyes, ex-RO of Citigroup Global Markets Asia Ltd, for 5 years
SFC
SFC, 16-Sep-2025
机构
人物
SFC fines Citigroup Global Markets Asia Ltd HK$348.25m for serious regulatory failures over client facilitation activities
SFC
SFC, 28-Jan-2022
We note that Benjamin Neil Valentine, former Head of Pan Asia Electronic Execution and an RO, ceased to be an RO of Citi on 29-May-2021.
机构
人物