| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited | RO | 就期货合约提供意见 | 2025-09-24 | - |
| RO | 就证券提供意见 | 2025-09-24 | - | |
| RO | 期货合约交易 | 2025-09-24 | - | |
| RO | 证券交易 | 2025-09-24 | - | |
| Rep | 就证券提供意见 | 2021-08-11 | 2025-09-24 | |
| Rep | 期货合约交易 | 2021-08-11 | 2025-09-24 | |
| Rep | 证券交易 | 2021-08-11 | 2025-09-24 | |
| FORESTONE (HK) ASSET MANAGEMENT LIMITED | RO | 提供资产管理 | 2019-12-17 | 2021-05-31 |
| Cornucopiae Asset Management Limited | Rep | 提供资产管理 | 2018-07-20 | 2019-11-30 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2016-09-06 | 2018-06-29 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2014-05-13 | 2018-06-29 |
| Rep | 证券交易 | 2014-05-13 | 2018-06-29 | |
| Citigroup Global Markets Asia Limited | Rep | 期货合约交易 | 2013-05-31 | 2014-04-24 |
| Rep | 就证券提供意见 | 2011-09-05 | 2014-04-24 | |
| Rep | 证券交易 | 2011-05-16 | 2014-04-24 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2011-05-16 | 2013-08-31 |
已采集记录中暂无金管局登记。