| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2011-08-10 | 2013-04-15 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2011-08-10 | 2013-04-15 |
| Rep | 证券交易 | 2011-08-10 | 2013-04-15 | |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2004-08-09 | 2010-03-23 |
| PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS) | Rep | 证券交易 | 2004-08-09 | 2010-03-23 |