| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 期货合约交易 | 2013-06-20 | 2015-09-05 |
| Rep | 就证券提供意见 | 2012-03-05 | 2015-09-05 | |
| Rep | 证券交易 | 2010-07-16 | 2015-09-05 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2010-07-16 | 2013-08-31 |
| Rep | 证券交易 | 2010-07-16 | 2013-08-31 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2006-05-22 | 2010-06-05 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2006-05-22 | 2010-06-05 |