| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Swiss China Capital Limited | Rep | 就证券提供意见 | 2018-01-11 | 2018-01-31 |
| Rep | 提供资产管理 | 2018-01-11 | 2018-01-31 | |
| Rep | 证券交易 | 2018-01-11 | 2018-01-31 | |
| Citigroup Global Markets Asia Limited | Rep | 期货合约交易 | 2013-06-21 | 2016-05-21 |
| Rep | 证券交易 | 2011-03-28 | 2016-05-21 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2011-03-28 | 2013-08-31 |
| Rep | 证券交易 | 2011-03-28 | 2013-08-31 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2008-02-01 | 2009-08-06 |