| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| New Vision Asset Management Limited | Rep | 提供资产管理 | 2022-08-02 | 2023-07-04 |
| ASCENT FINANCIAL PARTNERS LIMITED | RO | 证券交易 | 2020-08-04 | 2022-11-14 |
| RO | 就证券提供意见 | 2020-08-04 | 2023-07-04 | |
| Prive Financial Limited | RO | 证券交易 | 2017-01-09 | 2020-07-24 |
| Citigroup Global Markets Asia Limited | Rep | 期货合约交易 | 2013-05-31 | 2013-07-24 |
| Rep | 证券交易 | 2011-08-03 | 2013-07-24 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2011-08-03 | 2013-07-24 |