| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Success Securities Limited | RO | 就证券提供意见 | 2018-06-26 | - |
| RO | 证券交易 | 2018-06-26 | - | |
| SUCCESS ASSET MANAGEMENT LIMITED | RO | 提供资产管理 | 2013-08-29 | 2021-12-01 |
| Success Futures and Foreign Exchange Limited | Rep | 期货合约交易 | 2013-03-12 | 2016-11-01 |
| Rep | 杠杆式外汇交易 | 2013-03-12 | 2016-11-01 | |
| Success Securities Limited | Rep | 就证券提供意见 | 2013-03-12 | 2016-11-01 |
| Rep | 证券交易 | 2013-03-12 | 2016-11-01 | |
| Emperor Asset Management Limited | RO | 就证券提供意见 | 2009-11-03 | 2010-06-01 |
| RO | 提供资产管理 | 2009-11-03 | 2010-06-01 | |
| EMPEROR FUTURES LIMITED | RO | 就期货合约提供意见 | 2008-03-19 | 2010-06-01 |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | RO | 杠杆式外汇交易 | 2008-03-19 | 2010-04-01 |
| EMPEROR SECURITIES LIMITED (HK) | RO | 就证券提供意见 | 2008-03-19 | 2010-06-01 |
| EMPEROR FUTURES LIMITED | RO | 期货合约交易 | 2007-08-28 | 2010-06-01 |
| EMPEROR SECURITIES LIMITED (HK) | RO | 证券交易 | 2007-08-28 | 2010-06-01 |
| EMPEROR FUTURES LIMITED | Rep | 期货合约交易 | 2005-11-17 | 2007-08-28 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 证券交易 | 2005-11-17 | 2007-08-28 |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | RO | 杠杆式外汇交易 | 2003-04-01 | 2007-03-31 |
已采集记录中暂无金管局登记。