Personnel Hong Kong SFC License Details (ID 7530)

Personnel Hong Kong SFC License Details (ID 7530)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Success Securities Limited	RO	就证券提供意见	2018-06-26	-
	RO	证券交易	2018-06-26	-
SUCCESS ASSET MANAGEMENT LIMITED	RO	提供资产管理	2013-08-29	2021-12-01
Success Futures and Foreign Exchange Limited	Rep	期货合约交易	2013-03-12	2016-11-01
	Rep	杠杆式外汇交易	2013-03-12	2016-11-01
Success Securities Limited	Rep	就证券提供意见	2013-03-12	2016-11-01
	Rep	证券交易	2013-03-12	2016-11-01
Emperor Asset Management Limited	RO	就证券提供意见	2009-11-03	2010-06-01
	RO	提供资产管理	2009-11-03	2010-06-01
EMPEROR FUTURES LIMITED	RO	就期货合约提供意见	2008-03-19	2010-06-01
EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED	RO	杠杆式外汇交易	2008-03-19	2010-04-01
EMPEROR SECURITIES LIMITED (HK)	RO	就证券提供意见	2008-03-19	2010-06-01
EMPEROR FUTURES LIMITED	RO	期货合约交易	2007-08-28	2010-06-01
EMPEROR SECURITIES LIMITED (HK)	RO	证券交易	2007-08-28	2010-06-01
EMPEROR FUTURES LIMITED	Rep	期货合约交易	2005-11-17	2007-08-28
EMPEROR SECURITIES LIMITED (HK)	Rep	证券交易	2005-11-17	2007-08-28
EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED	RO	杠杆式外汇交易	2003-04-01	2007-03-31