| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| TOKAI TOKYO SECURITIES (ASIA) LIMITED | Rep | 就证券提供意见 | 2016-12-16 | 2017-05-31 |
| Rep | 证券交易 | 2016-12-16 | 2017-05-31 | |
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2011-08-22 | 2011-11-30 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2011-08-22 | 2011-11-30 |
| Rep | 证券交易 | 2011-08-22 | 2011-11-30 | |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | 就期货合约提供意见 | - | 2004-12-20 |
| Rep | 就证券提供意见 | - | 2004-12-20 | |
| Rep | 提供资产管理 | - | 2004-12-20 |