| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| S&P GLOBAL RATINGS HONG KONG LIMITED | Rep | 提供信贷评级服务 | 2017-11-08 | 2019-05-29 |
| Citigroup Global Markets Asia Limited | Rep | 就证券提供意见 | 2009-12-24 | 2012-10-19 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2009-09-02 | 2009-11-24 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2009-09-02 | 2009-11-24 |