| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| LAZARD ASIA (HONG KONG) LIMITED | RO | 就机构融资提供意见 | 2024-06-21 | - |
| RO | 就证券提供意见 | 2024-06-21 | - | |
| RO | 证券交易 | 2024-06-21 | - | |
| Rep | 就机构融资提供意见 | 2014-09-01 | 2024-06-21 | |
| Rep | 就证券提供意见 | 2014-09-01 | 2024-06-21 | |
| Rep | 证券交易 | 2014-09-01 | 2024-06-21 | |
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2011-05-03 | 2014-07-28 |
| Rep | 证券交易 | 2011-05-03 | 2014-07-28 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 证券交易 | 2011-05-03 | 2012-01-31 |
已采集记录中暂无金管局登记。