| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 就机构融资提供意见 | 2012-07-25 | 2021-09-30 |
| Rep | 就证券提供意见 | 2012-07-25 | 2021-09-30 | |
| Rep | 证券交易 | 2012-07-25 | 2021-09-30 | |
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2006-04-28 | 2012-05-09 |
| Rep | 证券交易 | 2006-04-28 | 2012-05-09 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 证券交易 | 2006-04-28 | 2012-01-31 |
| Morgan Stanley Asia Limited | Rep | 就证券提供意见 | - | 2004-02-11 |
| Rep | 提供自动化交易服务 | - | 2004-02-11 | |
| Rep | 就机构融资提供意见 | - | 2006-03-18 | |
| Rep | 证券交易 | - | 2006-03-18 |