| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2009-11-16 | 2011-12-05 |
| Rep | 就机构融资提供意见 | 2009-10-19 | 2011-12-05 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2008-11-10 | 2009-04-16 |
| Rep | 就证券提供意见 | 2008-11-10 | 2009-04-16 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就机构融资提供意见 | 2008-07-31 | 2008-09-29 |
| Rep | 就证券提供意见 | 2008-07-31 | 2008-09-29 |