| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2011-06-30 | 2012-11-16 |
| Rep | 证券交易 | 2011-06-30 | 2012-11-16 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 证券交易 | 2011-06-30 | 2012-01-31 |
| BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | 就机构融资提供意见 | 2005-05-10 | 2007-06-30 |
| Rep | 就机构融资提供意见 | - | 2004-10-28 |