| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SINOMAX SECURITIES LIMITED | Rep | 就证券提供意见 | 2025-03-28 | - |
| Rep | 提供资产管理 | 2025-03-28 | - | |
| Rep | 证券交易 | 2025-03-28 | - | |
| Merit Asset Management Limited | Rep | 就证券提供意见 | 2023-11-06 | 2024-10-18 |
| Rep | 提供资产管理 | 2023-11-06 | 2024-10-18 | |
| Rep | 证券交易 | 2023-11-06 | 2024-10-18 | |
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2011-08-15 | 2012-09-14 |
| Rep | 证券交易 | 2011-08-15 | 2012-09-14 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 证券交易 | 2011-08-15 | 2012-01-31 |
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