| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | 证券交易 | 2012-05-25 | - |
| CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED | RO | 就期货合约提供意见 | 2009-10-19 | 2011-02-01 |
| RO | 就证券提供意见 | 2009-10-19 | 2012-04-01 | |
| RO | 提供资产管理 | 2009-10-19 | 2012-04-01 | |
| RO | 证券交易 | 2009-10-19 | 2012-04-01 | |
| Rep | 证券交易 | 2009-04-16 | 2009-10-19 | |
| Rep | 就期货合约提供意见 | 2006-09-01 | 2009-10-19 | |
| Rep | 就证券提供意见 | 2006-09-01 | 2009-10-19 | |
| Rep | 提供资产管理 | 2006-09-01 | 2009-10-19 |