| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2009-12-22 | 2011-02-01 |
| Rep | 就证券提供意见 | 2009-12-22 | 2011-09-16 | |
| Rep | 提供资产管理 | 2009-12-22 | 2011-09-16 | |
| GENERALI INVESTMENTS ASIA LIMITED | Rep | 就期货合约提供意见 | 2009-06-30 | 2009-11-01 |
| Rep | 就证券提供意见 | 2009-06-30 | 2009-11-01 | |
| Rep | 提供资产管理 | 2009-06-30 | 2009-11-01 | |
| Rep | 期货合约交易 | 2009-06-30 | 2009-11-01 | |
| Rep | 证券交易 | 2009-06-30 | 2009-11-01 |