| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 证券交易 | 2023-07-14 | 2024-11-04 |
| LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | 证券交易 | 2021-03-22 | 2023-05-19 |
| ASPEN HILL PARTNERS (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2012-05-14 | 2014-06-01 |
| Rep | 提供资产管理 | 2012-05-14 | 2014-06-01 | |
| CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2009-11-03 | 2011-02-01 |
| Rep | 就证券提供意见 | 2009-11-03 | 2012-03-31 | |
| Rep | 提供资产管理 | 2009-11-03 | 2012-03-31 |