| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2016-04-06 | 2016-09-09 |
| Rep | 就证券提供意见 | 2016-04-06 | 2016-09-09 | |
| CLSA LIMITED | Rep | 就证券提供意见 | 2015-01-22 | 2016-01-21 |
| Rep | 证券交易 | 2015-01-22 | 2016-09-09 | |
| CITIC Securities (Hong Kong) Limited | RO | 就机构融资提供意见 | 2006-01-16 | 2016-04-06 |
| RO | 就证券提供意见 | 2006-01-16 | 2016-04-06 | |
| Rep | 提供资产管理 | - | 2005-03-08 | |
| Rep | 就机构融资提供意见 | - | 2006-01-16 | |
| Rep | 就证券提供意见 | - | 2006-01-16 |