| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CLSA LIMITED | Rep | 就证券提供意见 | 2015-01-16 | 2016-12-31 |
| Rep | 证券交易 | 2015-01-16 | 2016-12-31 | |
| CITIC Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2007-09-20 | 2016-12-31 |
| Rep | 就证券提供意见 | 2007-09-20 | 2016-12-31 | |
| AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | 就证券提供意见 | 2006-11-07 | 2007-01-20 |
| Rep | 证券交易 | 2006-11-07 | 2007-01-20 | |
| Network Financial Services Limited | Rep | 就证券提供意见 | 2005-09-09 | 2006-08-28 |
| Neutral Financial Holding Company Limited | Rep | 就机构融资提供意见 | 2003-07-14 | 2005-02-18 |
| Rep | 证券交易 | 2003-07-14 | 2005-02-18 |