| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CLSA LIMITED | Rep | 就证券提供意见 | 2015-01-06 | 2016-06-21 |
| CITIC Securities (Hong Kong) Limited | RO | 就机构融资提供意见 | 2014-11-18 | 2016-06-21 |
| RO | 就证券提供意见 | 2014-11-18 | 2016-06-21 | |
| CLSA LIMITED | Rep | 证券交易 | 2014-11-18 | 2016-06-21 |
| CITIC Securities (Hong Kong) Limited | Rep | 就证券提供意见 | 2007-07-23 | 2014-11-18 |
| Rep | 就机构融资提供意见 | 2005-05-10 | 2014-11-18 |