| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CLSA LIMITED | Rep | 就证券提供意见 | 2015-01-05 | 2019-03-09 |
| Rep | 证券交易 | 2015-01-05 | 2019-03-09 | |
| CITIC Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2008-02-12 | 2019-03-09 |
| Rep | 就证券提供意见 | 2008-02-12 | 2019-03-09 | |
| CLSA RESEARCH LIMITED | Rep | 就证券提供意见 | 2007-03-22 | 2008-02-04 |
| CLSA LIMITED | Rep | 证券交易 | 2005-03-03 | 2008-02-04 |