| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| AM Squared Limited | Rep | 提供资产管理 | 2016-09-23 | 2019-08-30 |
| Yunfeng Securities Limited | Rep | 证券交易 | 2016-03-09 | 2016-06-13 |
| Yunfeng Financial Markets Limited | Rep | 证券交易 | 2014-01-14 | 2016-06-13 |
| CLSA FUTURES LIMITED | Rep | 期货合约交易 | 2011-08-19 | 2012-02-28 |
| CLSA LIMITED | Rep | 证券交易 | 2011-08-19 | 2012-02-28 |
| T G HOLBORN (HK) LIMITED | Rep | 就证券提供意见 | 2007-10-23 | 2010-10-15 |