Ngai, Henry Chun Kit 倪俊傑

证监会中央编号:AEF259

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Macquarie Asia Securities Limited	Rep	就证券提供意见	2026-03-10	-
	Rep	证券交易	2026-03-10	-
EAST ASIA SECURITIES COMPANY LIMITED	Rep	证券交易	2024-10-16	2025-07-21
CLSA LIMITED	Rep	证券交易	2015-10-22	2017-12-09
	RO	证券交易	2014-10-14	2015-10-22
CLSA FUTURES LIMITED	Rep	期货合约交易	2010-05-10	2016-02-15
CLSA LIMITED	Rep	证券交易	2007-06-11	2014-10-14
Credit Suisse Futures (Hong Kong) Limited	Rep	提供自动化交易服务	2005-04-14	2007-05-09
Credit Suisse (Hong Kong) Limited	Rep	证券交易	2004-06-02	2007-05-09
Credit Suisse Futures (Hong Kong) Limited	Rep	期货合约交易	2004-06-02	2007-05-09
Credit Suisse Securities (Hong Kong) Limited	Rep	证券交易	2004-06-02	2007-05-09
GOLDMAN SACHS (ASIA) L.L.C.	Rep	证券交易	2003-09-29	2003-12-18
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	证券交易	2003-09-29	2003-12-18
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	期货合约交易	2003-09-29	2003-12-18
BNP PARIBAS PEREGRINE FUTURES LIMITED	Rep	就期货合约提供意见	2003-04-01	2003-08-06
	Rep	提供资产管理	2003-04-01	2003-08-06
	Rep	期货合约交易	2003-04-01	2003-08-07
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	就机构融资提供意见	2003-04-01	2003-08-06
	Rep	就证券提供意见	2003-04-01	2003-08-06
	Rep	提供资产管理	2003-04-01	2003-08-06
	Rep	证券交易	2003-04-01	2003-08-07

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
Macquarie Asia Securities Limited	Rep	就证券提供意见	2026-03-10	-
	Rep	证券交易	2026-03-10	-
EAST ASIA SECURITIES COMPANY LIMITED	Rep	证券交易	2024-10-16	2025-07-21
CLSA LIMITED	Rep	证券交易	2015-10-22	2017-12-09
	RO	证券交易	2014-10-14	2015-10-22
CLSA FUTURES LIMITED	Rep	期货合约交易	2010-05-10	2016-02-15
CLSA LIMITED	Rep	证券交易	2007-06-11	2014-10-14
Credit Suisse Futures (Hong Kong) Limited	Rep	提供自动化交易服务	2005-04-14	2007-05-09
Credit Suisse (Hong Kong) Limited	Rep	证券交易	2004-06-02	2007-05-09
Credit Suisse Futures (Hong Kong) Limited	Rep	期货合约交易	2004-06-02	2007-05-09
Credit Suisse Securities (Hong Kong) Limited	Rep	证券交易	2004-06-02	2007-05-09
GOLDMAN SACHS (ASIA) L.L.C.	Rep	证券交易	2003-09-29	2003-12-18
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	证券交易	2003-09-29	2003-12-18
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	期货合约交易	2003-09-29	2003-12-18
BNP PARIBAS PEREGRINE FUTURES LIMITED	Rep	就期货合约提供意见	2003-04-01	2003-08-06
	Rep	提供资产管理	2003-04-01	2003-08-06
	Rep	期货合约交易	2003-04-01	2003-08-07
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	就机构融资提供意见	2003-04-01	2003-08-06
	Rep	就证券提供意见	2003-04-01	2003-08-06
	Rep	提供资产管理	2003-04-01	2003-08-06
	Rep	证券交易	2003-04-01	2003-08-07