| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CLSA FUTURES LIMITED | Rep | 期货合约交易 | 2009-06-30 | 2012-06-13 |
| CLSA LIMITED | Rep | 证券交易 | 2009-06-30 | 2012-06-13 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 证券交易 | 2005-09-30 | 2008-01-15 |
| Morgan Stanley Asia Limited | Rep | 提供自动化交易服务 | 2005-08-02 | 2008-01-15 |
| Rep | 证券交易 | 2005-08-02 | 2008-01-15 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自动化交易服务 | 2005-08-02 | 2008-01-15 |
| Rep | 期货合约交易 | 2005-08-02 | 2008-01-15 |