| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Blackhorn Wealth Management Limited | Rep | 就证券提供意见 | 2026-10-23 | - |
| Rep | 提供资产管理 | 2026-10-23 | - | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2026-07-28 | 2026-10-11 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2026-05-08 | 2026-10-11 |
| ORIENTAL PATRON SECURITIES LIMITED | Rep | 证券交易 | 2016-04-12 | 2024-02-01 |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 期货合约交易 | 2016-02-19 | 2016-04-07 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 证券交易 | 2016-02-19 | 2016-04-07 |
| China Securities (International) Brokerage Company Limited | Rep | 期货合约交易 | 2015-09-14 | 2016-02-06 |
| Rep | 证券交易 | 2015-09-14 | 2016-02-06 | |
| FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | 就证券提供意见 | 2015-02-13 | 2015-08-17 |
| Rep | 提供资产管理 | 2015-02-13 | 2015-08-17 | |
| Rep | 证券交易 | 2015-02-13 | 2015-08-17 | |
| CLSA FUTURES LIMITED | Rep | 期货合约交易 | 2010-06-11 | 2013-07-18 |
| CLSA LIMITED | Rep | 证券交易 | 2010-06-11 | 2013-07-18 |
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | 就期货合约提供意见 | 2009-06-25 | 2010-03-15 |
| Rep | 期货合约交易 | 2009-06-25 | 2010-03-15 | |
| Rep | 就证券提供意见 | 2009-03-02 | 2010-03-15 | |
| Rep | 证券交易 | 2009-03-02 | 2010-03-15 |
已采集记录中暂无金管局登记。