| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Moody's Investors Service Hong Kong Limited | Rep | 提供信贷评级服务 | 2021-01-18 | - |
| Sanford C. Bernstein (Hong Kong) Limited | Rep | 证券交易 | 2019-05-14 | 2020-12-11 |
| Rep | 就证券提供意见 | 2019-04-10 | 2020-12-11 | |
| AUTONOMOUS RESEARCH ASIA LIMITED | RO | 就证券提供意见 | 2014-10-30 | 2019-03-31 |
| CLSA LIMITED | Rep | 就证券提供意见 | 2012-12-03 | 2014-05-30 |
| CLSA RESEARCH LIMITED | Rep | 就证券提供意见 | 2009-02-03 | 2012-12-03 |
| CLSA LIMITED | Rep | 证券交易 | 2008-02-14 | 2014-05-30 |
已采集记录中暂无金管局登记。