| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited | RO | 证券交易 | 2025-06-06 | - |
| CLSA LIMITED | RO | 证券交易 | 2025-06-06 | - |
| CITIC Securities International Global Markets Limited | Rep | 证券交易 | 2019-03-28 | 2025-06-06 |
| CLSA FUTURES LIMITED | Rep | 期货合约交易 | 2013-12-23 | 2016-02-15 |
| CLSA LIMITED | Rep | 证券交易 | 2007-07-03 | 2025-06-06 |