| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2016-05-06 | 2017-02-15 |
| Rep | 就证券提供意见 | 2016-05-06 | 2017-02-15 | |
| Rep | 期货合约交易 | 2016-05-06 | 2017-02-15 | |
| Rep | 证券交易 | 2016-05-06 | 2017-02-15 | |
| Rep | 就期货合约提供意见 | 2013-04-15 | 2015-08-31 | |
| Rep | 就证券提供意见 | 2013-04-15 | 2015-08-31 | |
| Rep | 期货合约交易 | 2013-04-15 | 2015-08-31 | |
| Rep | 证券交易 | 2013-04-15 | 2015-08-31 | |
| Newedge Broker Hong Kong Limited | Rep | 期货合约交易 | 2012-05-25 | 2013-03-27 |
| SG Asset Finance (Hong Kong) Limited | Rep | 期货合约交易 | 2012-05-25 | 2013-03-27 |
| Rep | 证券交易 | 2012-05-25 | 2013-03-27 | |
| CLSA LIMITED | Rep | 证券交易 | 2011-08-19 | 2012-04-05 |