| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CLSA LIMITED | Rep | 就证券提供意见 | 2010-06-22 | 2014-10-03 |
| Merrill Lynch Far East Limited | Rep | 证券交易 | 2010-01-04 | 2010-04-20 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-01-04 | 2010-04-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2009-02-20 | 2010-04-20 |