| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Jefferies Hong Kong Limited | Rep | 证券交易 | 2018-02-06 | - |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 证券交易 | 2016-11-23 | 2017-10-11 |
| INSTINET PACIFIC LIMITED | Rep | 就证券提供意见 | 2015-08-18 | 2016-11-22 |
| Rep | 提供自动化交易服务 | 2015-08-18 | 2016-11-22 | |
| Rep | 证券交易 | 2015-08-18 | 2016-11-22 | |
| CLSA LIMITED | Rep | 证券交易 | 2009-09-21 | 2015-03-21 |
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2007-09-28 | 2009-09-18 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2007-09-28 | 2009-09-18 |
| Rep | 证券交易 | 2007-09-28 | 2009-09-18 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 提供资产管理 | 2003-04-01 | 2005-01-25 |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2005-03-23 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2005-03-23 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2005-03-23 | |
| Rep | 证券交易 | 2003-04-01 | 2007-06-30 | |
| Merrill Lynch Far East Limited | Rep | 提供资产管理 | 2003-04-01 | 2005-01-25 |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2005-03-23 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2005-03-23 | |
| Rep | 证券交易 | 2003-04-01 | 2007-06-30 | |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2003-04-01 | 2005-01-25 |
| Rep | 提供资产管理 | 2003-04-01 | 2005-01-25 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2005-01-25 | |
| Rep | 期货合约交易 | 2003-04-01 | 2007-06-30 |
已采集记录中暂无金管局登记。