| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CLSA LIMITED | RO | 证券交易 | 2021-12-16 | 2023-09-01 |
| Rep | 证券交易 | 2021-08-03 | 2021-12-16 | |
| Rep | 提供自动化交易服务 | 2015-11-09 | 2015-12-01 | |
| Rep | 证券交易 | 2015-11-09 | 2015-12-01 | |
| RO | 提供自动化交易服务 | 2014-05-28 | 2015-11-09 | |
| RO | 证券交易 | 2014-05-28 | 2015-11-09 | |
| Rep | 证券交易 | 2010-01-14 | 2014-05-28 | |
| MACQUARIE CAPITAL LIMITED | Rep | 证券交易 | 2009-06-05 | 2009-10-13 |
| RO | 证券交易 | 2004-07-27 | 2009-06-05 |