| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MY.Alpha Management HK Advisors Limited | Rep | 就证券提供意见 | 2022-04-06 | - |
| Rep | 提供资产管理 | 2017-11-29 | - | |
| AlTi Wealth Management (Hong Kong) Limited | RO | 证券交易 | 2017-08-22 | 2017-10-16 |
| Rep | 就证券提供意见 | 2017-02-20 | 2017-10-16 | |
| Rep | 提供资产管理 | 2017-02-20 | 2017-10-16 | |
| SILVERHORN INVESTMENT ADVISORS LIMITED | Rep | 就证券提供意见 | 2015-03-09 | 2015-06-24 |
| Rep | 提供资产管理 | 2015-03-09 | 2015-06-24 | |
| Rep | 证券交易 | 2015-03-09 | 2015-06-24 | |
| CLSA LIMITED | Rep | 证券交易 | 2009-10-13 | 2014-04-01 |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2007-05-29 | 2008-06-23 |
| Rep | 证券交易 | 2007-05-29 | 2009-07-14 |
已采集记录中暂无金管局登记。