| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CLSA LIMITED | Rep | 证券交易 | 2011-01-03 | - |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 就证券提供意见 | 2009-10-12 | 2010-12-06 |
| Rep | 证券交易 | 2009-10-12 | 2010-12-06 | |
| Credit Suisse (Hong Kong) Limited | Rep | 证券交易 | 2005-10-10 | 2008-12-22 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2003-04-01 | 2003-08-22 |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2005-02-15 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2005-02-15 | |
| Rep | 提供资产管理 | 2003-04-01 | 2005-02-15 | |
| Rep | 证券交易 | 2003-04-01 | 2008-12-22 |