Webb-site Legacy

Wong, Gilbert King Wai 黃景威

证监会中央编号:AFW098

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
CLSA LIMITED	Rep	证券交易	2011-09-15	-
Credit Suisse (Hong Kong) Limited	Rep	提供自动化交易服务	2010-01-22	2011-07-01
	Rep	期货合约交易	2010-01-22	2011-07-01
	Rep	证券交易	2010-01-04	2011-07-01
Credit Suisse Securities (Hong Kong) Limited	Rep	证券交易	2010-01-04	2011-07-01
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	就证券提供意见	2005-12-08	2009-10-08
	Rep	证券交易	2005-12-08	2009-10-08
CITIC Securities Brokerage (HK) Limited	Rep	证券交易	2004-03-10	2005-11-19
CITIC Securities Futures (HK) Limited	Rep	期货合约交易	2004-03-10	2005-11-19
CELESTIAL COMMODITIES LIMITED	Rep	提供自动化交易服务	2003-04-01	2004-03-02
	Rep	就期货合约提供意见	2003-04-01	2004-03-09
	Rep	提供资产管理	2003-04-01	2004-03-09
	Rep	期货合约交易	2003-04-01	2004-03-10
CELESTIAL FINANCE LIMITED	Rep	提供证券保证金融资	2003-04-01	2004-03-09
CELESTIAL SECURITIES LIMITED	Rep	就机构融资提供意见	2003-04-01	2004-02-19
	Rep	就证券提供意见	2003-04-01	2004-02-19
	Rep	提供资产管理	2003-04-01	2004-02-19
	Rep	提供自动化交易服务	2003-04-01	2004-02-19
	Rep	证券交易	2003-04-01	2004-03-10