| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2017-10-31 | 2018-05-02 |
| Rep | 就证券提供意见 | 2017-10-31 | 2018-05-02 | |
| CLSA LIMITED | Rep | 证券交易 | 2017-10-31 | 2018-05-02 |
| RO | 就证券提供意见 | 2014-06-30 | 2018-05-02 | |
| Rep | 就证券提供意见 | 2012-12-03 | 2014-06-30 | |
| CLSA RESEARCH LIMITED | Rep | 就证券提供意见 | 2007-08-30 | 2012-12-03 |
| RO | 就证券提供意见 | 2007-03-08 | 2007-08-30 | |
| Rep | 就证券提供意见 | - | 2007-03-08 |