Personnel Hong Kong SFC License Details (ID 75717)

Personnel Hong Kong SFC License Details (ID 75717)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Robeco Hong Kong Limited	Rep	就证券提供意见	2021-11-24	-
	Rep	证券交易	2021-11-24	-
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	证券交易	2018-11-02	2021-11-22
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	就证券提供意见	2018-11-02	2021-11-22
	Rep	证券交易	2018-11-02	2021-11-22
FIL Investment Management (Hong Kong) Limited	Rep	就证券提供意见	2017-08-01	2018-04-20
	Rep	证券交易	2017-08-01	2018-04-20
Manulife Investment Management (Hong Kong) Limited	Rep	就证券提供意见	2015-03-18	2017-06-23
	Rep	证券交易	2015-03-18	2017-06-23
CLSA LIMITED	Rep	就证券提供意见	2012-12-10	2013-11-28
CLSA RESEARCH LIMITED	Rep	就证券提供意见	2010-03-31	2012-12-10
UBS Asset Management (Hong Kong) Limited	Rep	就证券提供意见	2008-03-05	2010-01-08
	Rep	提供资产管理	2008-03-05	2010-01-08