| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CMB International Securities Limited | Rep | 证券交易 | 2024-12-31 | - |
| CMB International Capital Limited | RO | 就机构融资提供意见 | 2015-06-12 | - |
| RO | 证券交易 | 2015-06-12 | - | |
| Rep | 就机构融资提供意见 | 2011-07-27 | 2015-06-12 | |
| Rep | 证券交易 | 2011-07-27 | 2015-06-12 | |
| ICBC INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2009-04-30 | 2011-04-15 |
| Rep | 证券交易 | 2009-04-30 | 2011-04-15 | |
| ICEA CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2006-03-27 | 2009-04-17 |
| Rep | 证券交易 | 2006-03-27 | 2009-04-17 |