| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2015-07-13 | 2016-12-20 |
| Rep | 就证券提供意见 | 2015-07-13 | 2016-12-20 | |
| Rep | 证券交易 | 2015-07-13 | 2016-12-20 | |
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2013-09-26 | 2015-06-27 |
| CMB International Capital Limited | Rep | 就机构融资提供意见 | 2010-09-15 | 2012-12-01 |
| Rep | 证券交易 | 2010-09-15 | 2012-12-01 | |
| CMB International Capital Holdings Corporation Limited | Rep | 就机构融资提供意见 | 2010-05-18 | 2010-09-09 |
| Rep | 证券交易 | 2010-05-18 | 2010-09-09 |