Personnel Hong Kong SFC License Details (ID 75812)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
CINDA INTERNATIONAL SECURITIES LIMITED	RO	就证券提供意见	2022-07-04	2023-03-20
CINDA INTERNATIONAL FUTURES LIMITED	RO	期货合约交易	2019-12-06	2023-03-20
CINDA INTERNATIONAL SECURITIES LIMITED	RO	证券交易	2019-12-06	2023-03-20
CINDA INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2019-07-12	2019-12-06
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	证券交易	2019-06-11	2019-12-06
Minerva Holding Financial Securities Limited	RO	证券交易	2019-01-30	2019-04-03
	Rep	证券交易	2018-07-24	2019-01-30
RHB FUTURES HONG KONG LIMITED	Rep	期货合约交易	2014-09-02	2018-07-18
RHB SECURITIES HONG KONG LIMITED	Rep	证券交易	2014-09-02	2018-07-18
CMB International Insurance Consultancy Co., Limited	RO	期货合约交易	2010-11-01	2012-05-09
CMB International Securities Limited	RO	证券交易	2010-08-31	2014-08-25
CMB International Capital Holdings Corporation Limited	Rep	证券交易	2010-07-12	2011-05-05
Tung Shing Futures (Brokers) Limited	Rep	期货合约交易	2009-10-20	2010-06-28
Tung Shing Securities (Brokers) Limited	Rep	证券交易	2009-10-20	2010-06-28
Yuanta Asia Investment (Hong Kong) Limited	Rep	期货合约交易	2007-09-21	2008-12-01
	Rep	证券交易	2007-09-21	2008-12-01
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	证券交易	2003-12-06	2006-05-22
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	就机构融资提供意见	-	2003-12-03
	Rep	就证券提供意见	-	2003-12-03
	Rep	提供资产管理	-	2003-12-03
	Rep	证券交易	-	2003-12-04

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