Personnel Hong Kong SFC License Details (ID 75814)

Personnel Hong Kong SFC License Details (ID 75814)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
PO SANG SECURITIES LIMITED	Rep	期货合约交易	2017-05-11	2021-10-11
	Rep	证券交易	2017-05-11	2021-10-11
South China Forex Limited	Rep	杠杆式外汇交易	2014-03-06	2017-04-21
SOUTH CHINA COMMODITIES LIMITED	Rep	期货合约交易	2013-08-30	2017-04-21
SOUTH CHINA SECURITIES LIMITED	Rep	证券交易	2013-08-30	2017-04-21
MFG Limited (HK)	Rep	期货合约交易	2012-07-17	2013-03-17
	Rep	证券交易	2012-07-17	2013-03-17
CMB International Insurance Consultancy Co., Limited	Rep	期货合约交易	2011-06-24	2011-12-16
CMB International Securities Limited	Rep	证券交易	2010-09-24	2012-07-11
CMB International Capital Holdings Corporation Limited	Rep	证券交易	2008-05-23	2010-11-16
T G SECURITIES LIMITED	Rep	证券交易	2008-03-10	2008-05-13
RBC INVESTMENT SERVICES (ASIA) LIMITED	Rep	就机构融资提供意见	-	2004-02-17
	Rep	提供资产管理	-	2004-02-17
	Rep	就证券提供意见	-	2007-07-03
	Rep	证券交易	-	2007-07-03