| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited | Rep | 就证券提供意见 | 2012-10-08 | 2019-06-30 |
| Rep | 证券交易 | 2012-10-08 | 2019-06-30 | |
| CMB International Securities Limited | Rep | 证券交易 | 2010-09-24 | 2012-10-04 |
| CMB International Capital Holdings Corporation Limited | Rep | 证券交易 | 2010-04-27 | 2010-11-16 |
| BOCI SECURITIES LIMITED | Rep | 就证券提供意见 | 2008-03-18 | 2010-04-17 |
| Rep | 证券交易 | 2008-03-18 | 2010-04-17 |