| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 就证券提供意见 | 2017-06-14 | - |
| Rep | 证券交易 | 2017-06-14 | - | |
| CMB INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2016-05-25 | 2017-05-26 |
| CMB International Securities Limited | Rep | 证券交易 | 2010-09-24 | 2017-05-26 |
| CMB International Capital Holdings Corporation Limited | Rep | 证券交易 | 2007-11-26 | 2010-11-16 |