Personnel Hong Kong SFC License Details (ID 75829)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
CINDA INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2019-08-06	2025-06-06
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	证券交易	2019-08-06	-
Changjiang Futures (HK) Limited	Rep	期货合约交易	2018-05-29	2019-07-10
Changjiang Securities Brokerage (HK) Limited	Rep	证券交易	2018-05-29	2019-07-10
ZHONGTAI INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2018-05-04	2018-05-08
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	证券交易	2016-02-04	2018-05-08
IMPERIUM INTERNATIONAL SECURITIES LIMITED	Rep	证券交易	2015-05-27	2016-01-14
CMB International Securities Limited	Rep	证券交易	2010-09-24	2015-05-19
CMB International Capital Holdings Corporation Limited	Rep	证券交易	2009-06-12	2010-11-16
Yuanta Asia Investment (Hong Kong) Limited	Rep	期货合约交易	2009-03-03	2009-06-01
	Rep	证券交易	2009-03-03	2009-06-01
SG SECURITIES (HK) LIMITED	Rep	提供自动化交易服务	2006-02-10	2006-06-29
	Rep	期货合约交易	2006-02-09	2006-06-29
	Rep	证券交易	2006-02-09	2006-06-29
DBS VICKERS (HONG KONG) LIMITED	Rep	期货合约交易	2003-10-27	2006-01-28
	Rep	就机构融资提供意见	2003-04-01	2003-10-13
	Rep	提供资产管理	2003-04-01	2003-10-13
	Rep	就证券提供意见	2003-04-01	2003-10-20
	Rep	证券交易	2003-04-01	2006-01-28
DBS VICKERS FUTURES (HONG KONG) LIMITED DBS	Rep	就期货合约提供意见	2003-04-01	2003-10-20
	Rep	提供资产管理	2003-04-01	2003-10-20
	Rep	期货合约交易	2003-04-01	2003-12-12
DBS VICKERS SECURITIES (HONG KONG) LIMITED DBS	Rep	就机构融资提供意见	2003-04-01	2003-10-20
	Rep	就证券提供意见	2003-04-01	2003-10-20
	Rep	提供资产管理	2003-04-01	2003-10-20
	Rep	证券交易	2003-04-01	2003-10-27

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