| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CMB International Global Markets Limited | Rep | 证券交易 | 2019-07-16 | 2022-02-07 |
| CMB INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2016-08-29 | - |
| CMB International Securities Limited | Rep | 证券交易 | 2010-09-24 | - |
| CMB International Capital Holdings Corporation Limited | Rep | 证券交易 | 2010-03-01 | 2010-11-16 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2007-03-12 | 2010-02-22 |