| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| EMPEROR FUTURES LIMITED | Rep | 期货合约交易 | 2018-02-22 | 2022-10-31 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 证券交易 | 2017-07-27 | 2022-10-31 |
| Emperor Wealth Management Limited | Rep | 证券交易 | 2017-07-27 | 2022-10-31 |
| CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | 证券交易 | 2012-10-24 | 2014-06-03 |
| OnePlatform Asset Management Limited | Rep | 证券交易 | 2010-06-18 | 2017-06-27 |
| Rep | 就证券提供意见 | 2005-07-15 | 2010-06-18 |