| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| oOo Securities (HK) Group Limited | Rep | 提供资产管理 | 2013-05-03 | 2013-09-21 |
| Rep | 证券交易 | 2012-12-06 | 2013-09-21 | |
| Nerico Brothers Limited (HK) | Rep | 杠杆式外汇交易 | 2012-05-14 | 2012-07-04 |
| Rep | 证券交易 | 2011-11-14 | 2012-07-04 | |
| OnePlatform Asset Management Limited | Rep | 证券交易 | 2010-06-09 | 2011-09-20 |
| Rep | 就证券提供意见 | 2009-05-18 | 2010-06-09 |