| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| OnePlatform Asset Management Limited | Rep | 证券交易 | 2011-02-23 | 2018-08-01 |
| PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | Rep | 就证券提供意见 | 2008-06-11 | 2009-05-18 |
| Sun Life Hong Kong Limited | Rep | 就证券提供意见 | 2007-10-25 | 2008-05-24 |
| PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2006-03-08 | 2007-09-29 |
| AIA WEALTH MANAGEMENT COMPANY LIMITED | Rep | 就机构融资提供意见 | - | 2004-06-05 |
| Rep | 提供资产管理 | - | 2004-08-16 | |
| Rep | 证券交易 | - | 2004-08-16 | |
| Rep | 就证券提供意见 | - | 2006-01-23 |